Assessor Resource

RIIMCU407E
Apply and monitor the strata management plan

Assessment tool

Version 1.0
Issue Date: May 2024


This unit describes the skills and knowledge required to apply and monitor the strata management plan in coal mining, including installing, monitoring and assessing strata support systems and monitoring devices.

It applies to those working in supervisory roles. They generally perform a broad range of operational activities in their area of responsibility and are responsible for monitoring a safe work environment.

Licensing, legislative and certification requirements that apply to this unit can vary between states, territories, and industry sectors. Users must check requirements with relevant body before applying the unit.

You may want to include more information here about the target group and the purpose of the assessments (eg formative, summative, recognition)



Evidence Required

List the assessment methods to be used and the context and resources required for assessment. Copy and paste the relevant sections from the evidence guide below and then re-write these in plain English.

The candidate must demonstrate the ability to complete the tasks outlined in the elements, performance criteria and foundation skills of this unit, including evidence of the ability to:

apply and monitor strata management plans on at least two occasions, including:

identifying factors affecting stability of mining structures, including:

roadway size

pillar size

depth of cover

strength of coal and underlying and overlying strata

stress regimes

strata characteristics

longwall roof supports

presence of water

systems of mining

breaker line supports

direction of mining

sequence of pillar extraction

primary and secondary supports

geological structures

speed and continuity of extraction

applying strata monitoring devices, including:

convergence indicators

telltales.

During the above, the candidate must:

locate and apply relevant legislation, documentation, policies and procedures and confirm work activity is compliant

implement the requirements, procedures and techniques for applying and monitoring strata management plans, including:

reading, interpreting, communicating and applying technical information

accessing and interpreting data from monitoring systems and equipment

accessing and analysing historical strata management information related to the mine and failure mode of mine structures

interpreting and applying design criteria for strata management

conducting enquiries/investigations and preparing audit reports

work effectively with others to apply and monitor strata management plans that meet the required outcomes, including:

organising work activities to meet all task requirements

communicating clearly and concisely with others to receive and clarify work instructions

complying with reporting requirements and procedures

determining coordination requirements throughout work activities.

The candidate must be able to demonstrate knowledge to complete the tasks outlined in the elements, performance criteria and foundation skills of this unit, including knowledge of:

key legislation required to apply and monitor strata management plans

key procedures and documentation required to apply and monitor strata management plans, including those relating to:

mine, ventilation, gas monitoring, strata support and safety management plans

identifying and managing environmental issues, hazards and risks

principles and techniques for identifying factors affecting stability of mining structures

types, characteristics, technical capabilities and limitations of strata monitoring and testing devices and systems, including:

convergence indicators

extensometers

load cells

stress cells

telltales

techniques for inspecting strata monitoring and testing devices and systems and recording, reporting and reviewing maintenance and monitoring requirements

systems of underground mining and their impact on strata management, including:

tunnels

drifts

stone drivage

shaft sinking

pillar extraction

partial extraction

punch mining

fault drivage

identifying exploration techniques

identifying strata support and monitoring systems

identifying geology and strata gas characteristics

principles and techniques for identifying and applying appropriate strata controls

factors affecting stability of mining structures including:

stress, including:

mining induced stress

vertical and horizontal stress

tectonics

virgin stress

topographical features

sedimentology, including:

subsidence

water bearing strata

permeability of seam and strata

hydrology

rock property testing

caving characteristics

windblast

faults

dykes outburst

gas content

over and underlying strata

mining structure failure modes

systems of work and their impact on strata management, including:

bord and pillar

place changing

longwall

highwall

auger mining

pillar extraction

partial extension

punch mining

effects of strata change on ventilation control devices

techniques for identifying individual training needs

principles, processes and techniques for emergency responses, evacuations and disaster planning

techniques for coordinating and communicating job activities with others.

Mandatory conditions for assessment of this unit are stipulated below. The assessment must:

include access to:

strata management plan

be conducted in a safe environment; and,

be assessed in the context of this sector's work environment; and,

be assessed in compliance with relevant legislation/regulation and using policies, procedures and processes directly related to the industry sector for which it is being assessed; and,

confirm consistent performance can be applied in a range of relevant workplace circumstances.

Where personal safety or environmental damage are limiting factors, assessment may occur in a simulated work environment* provided it is realistic and sufficiently rigorous to cover all aspects of this sector’s workplace performance, including environment, task skills, task management skills, contingency management skills and job role environment skills.

Assessor requirements

Assessors must be able to clearly demonstrate current and relevant industry knowledge and experience to satisfy the mandatory regulatory standards as set out in the Standards for Registered Training Organisations (RTOs) 2015/Australian Quality Training Framework mandatory requirements for assessors current at the time of assessment and any relevant licensing and certification requirements. This includes:

vocational competencies at least to the level being delivered and assessed

current industry skills directly relevant to the training and assessment being provided

current knowledge and skills in vocational training and learning that informs their training and assessment

formal relevant qualifications in training and assessment

having knowledge of and/or experience using the latest techniques and processes

possessing the required level of RII training product knowledge

having an understanding and knowledge of legislation and regulations relevant to the industry and to employment and workplaces

demonstrating the performance evidence, and knowledge evidence outlined in this unit of competency, and

the minimum years of current** work experience after competency has been obtained as specified below in an industry sector relevant to the outcomes of the unit.

It is also acceptable for the appropriately qualified assessor to work with an industry expert to conduct assessment together and for the industry expert to be involved in the assessment judgement. The industry expert must have current industry skills directly relevant to the training and assessment being provided. This means the industry subject matter expert must demonstrate skills and knowledge from the minimum years of current work experience after competency has been obtained as specified below, including time spent in roles related to the unit being assessed:

Industry sector

AQF indicator level***

Required assessor or industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Infrastructure

1

1 year

2

2 years

Drilling, Coal Mining, Extractive (Quarrying), Metalliferous Mining and Civil Infrastructure

3-6

3 years

Other sectors

Where this unit is being assessed outside of the resources and infrastructure sectors assessor and/or industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no industry standard is specified should comply with any relevant regulation.

*Guidance on simulated environments has been stipulated in the Companion Volume Implementation Guide located on VETNet.

**Assessors can demonstrate current work experience through employment within industry in a role relevant to the outcomes of the unit; or, for external assessors this can be demonstrated through exposure to industry by conducting a minimum number of site assessments as determined by the relevant industry sector, across various locations.

*** While a unit of competency does not have an AQF level, where a unit is being delivered outside of a qualification the first numeric character in the unit code should be considered as the AQF indicator level for assessment purposes.


Submission Requirements

List each assessment task's title, type (eg project, observation/demonstration, essay, assingnment, checklist) and due date here

Assessment task 1: [title]      Due date:

(add new lines for each of the assessment tasks)


Assessment Tasks

Copy and paste from the following data to produce each assessment task. Write these in plain English and spell out how, when and where the task is to be carried out, under what conditions, and what resources are needed. Include guidelines about how well the candidate has to perform a task for it to be judged satisfactory.

The candidate must demonstrate the ability to complete the tasks outlined in the elements, performance criteria and foundation skills of this unit, including evidence of the ability to:

apply and monitor strata management plans on at least two occasions, including:

identifying factors affecting stability of mining structures, including:

roadway size

pillar size

depth of cover

strength of coal and underlying and overlying strata

stress regimes

strata characteristics

longwall roof supports

presence of water

systems of mining

breaker line supports

direction of mining

sequence of pillar extraction

primary and secondary supports

geological structures

speed and continuity of extraction

applying strata monitoring devices, including:

convergence indicators

telltales.

During the above, the candidate must:

locate and apply relevant legislation, documentation, policies and procedures and confirm work activity is compliant

implement the requirements, procedures and techniques for applying and monitoring strata management plans, including:

reading, interpreting, communicating and applying technical information

accessing and interpreting data from monitoring systems and equipment

accessing and analysing historical strata management information related to the mine and failure mode of mine structures

interpreting and applying design criteria for strata management

conducting enquiries/investigations and preparing audit reports

work effectively with others to apply and monitor strata management plans that meet the required outcomes, including:

organising work activities to meet all task requirements

communicating clearly and concisely with others to receive and clarify work instructions

complying with reporting requirements and procedures

determining coordination requirements throughout work activities.

The candidate must be able to demonstrate knowledge to complete the tasks outlined in the elements, performance criteria and foundation skills of this unit, including knowledge of:

key legislation required to apply and monitor strata management plans

key procedures and documentation required to apply and monitor strata management plans, including those relating to:

mine, ventilation, gas monitoring, strata support and safety management plans

identifying and managing environmental issues, hazards and risks

principles and techniques for identifying factors affecting stability of mining structures

types, characteristics, technical capabilities and limitations of strata monitoring and testing devices and systems, including:

convergence indicators

extensometers

load cells

stress cells

telltales

techniques for inspecting strata monitoring and testing devices and systems and recording, reporting and reviewing maintenance and monitoring requirements

systems of underground mining and their impact on strata management, including:

tunnels

drifts

stone drivage

shaft sinking

pillar extraction

partial extraction

punch mining

fault drivage

identifying exploration techniques

identifying strata support and monitoring systems

identifying geology and strata gas characteristics

principles and techniques for identifying and applying appropriate strata controls

factors affecting stability of mining structures including:

stress, including:

mining induced stress

vertical and horizontal stress

tectonics

virgin stress

topographical features

sedimentology, including:

subsidence

water bearing strata

permeability of seam and strata

hydrology

rock property testing

caving characteristics

windblast

faults

dykes outburst

gas content

over and underlying strata

mining structure failure modes

systems of work and their impact on strata management, including:

bord and pillar

place changing

longwall

highwall

auger mining

pillar extraction

partial extension

punch mining

effects of strata change on ventilation control devices

techniques for identifying individual training needs

principles, processes and techniques for emergency responses, evacuations and disaster planning

techniques for coordinating and communicating job activities with others.

Mandatory conditions for assessment of this unit are stipulated below. The assessment must:

include access to:

strata management plan

be conducted in a safe environment; and,

be assessed in the context of this sector's work environment; and,

be assessed in compliance with relevant legislation/regulation and using policies, procedures and processes directly related to the industry sector for which it is being assessed; and,

confirm consistent performance can be applied in a range of relevant workplace circumstances.

Where personal safety or environmental damage are limiting factors, assessment may occur in a simulated work environment* provided it is realistic and sufficiently rigorous to cover all aspects of this sector’s workplace performance, including environment, task skills, task management skills, contingency management skills and job role environment skills.

Assessor requirements

Assessors must be able to clearly demonstrate current and relevant industry knowledge and experience to satisfy the mandatory regulatory standards as set out in the Standards for Registered Training Organisations (RTOs) 2015/Australian Quality Training Framework mandatory requirements for assessors current at the time of assessment and any relevant licensing and certification requirements. This includes:

vocational competencies at least to the level being delivered and assessed

current industry skills directly relevant to the training and assessment being provided

current knowledge and skills in vocational training and learning that informs their training and assessment

formal relevant qualifications in training and assessment

having knowledge of and/or experience using the latest techniques and processes

possessing the required level of RII training product knowledge

having an understanding and knowledge of legislation and regulations relevant to the industry and to employment and workplaces

demonstrating the performance evidence, and knowledge evidence outlined in this unit of competency, and

the minimum years of current** work experience after competency has been obtained as specified below in an industry sector relevant to the outcomes of the unit.

It is also acceptable for the appropriately qualified assessor to work with an industry expert to conduct assessment together and for the industry expert to be involved in the assessment judgement. The industry expert must have current industry skills directly relevant to the training and assessment being provided. This means the industry subject matter expert must demonstrate skills and knowledge from the minimum years of current work experience after competency has been obtained as specified below, including time spent in roles related to the unit being assessed:

Industry sector

AQF indicator level***

Required assessor or industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Infrastructure

1

1 year

2

2 years

Drilling, Coal Mining, Extractive (Quarrying), Metalliferous Mining and Civil Infrastructure

3-6

3 years

Other sectors

Where this unit is being assessed outside of the resources and infrastructure sectors assessor and/or industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no industry standard is specified should comply with any relevant regulation.

*Guidance on simulated environments has been stipulated in the Companion Volume Implementation Guide located on VETNet.

**Assessors can demonstrate current work experience through employment within industry in a role relevant to the outcomes of the unit; or, for external assessors this can be demonstrated through exposure to industry by conducting a minimum number of site assessments as determined by the relevant industry sector, across various locations.

*** While a unit of competency does not have an AQF level, where a unit is being delivered outside of a qualification the first numeric character in the unit code should be considered as the AQF indicator level for assessment purposes.

Copy and paste from the following performance criteria to create an observation checklist for each task. When you have finished writing your assessment tool every one of these must have been addressed, preferably several times in a variety of contexts. To ensure this occurs download the assessment matrix for the unit; enter each assessment task as a column header and place check marks against each performance criteria that task addresses.

Observation Checklist

Tasks to be observed according to workplace/college/TAFE policy and procedures, relevant legislation and Codes of Practice Yes No Comments/feedback
Obtain, interpret, clarify and confirm work requirements 
Access, interpret and apply strata management plan documentation and confirm work activity is compliant 
Identify, clarify and communicate roles and responsibilities to personnel involved according strata management plan 
Identify obtain and allocate resources required to apply the strata management plan 
Identify training needs for personnel involved according to strata management plan and within scope of own role 
Identify and interpret the risks associated with unstable mining structures according to strata management plan and site requirements 
Communicate, apply and monitor site mining system according to strata management plan 
Communicate and apply primary and secondary support systems according to strata management plan 
Identify and assess impact of mining on stability of strata 
Install, monitor and assess strata support systems and confirm correct installation according to strata management plan 
Install, monitor and assess strata monitoring devices and confirm correct installation according to strata management plan 
Identify and assess strata supports and failure mechanisms and apply controls according to strata management plan 
Apply, monitor and record mining sequences according to site requirements 
Identify, assess and record stress changes in the mining structure according to site requirements 
Identify, assess and record geological structures encountered during the mining process according to site requirements 
Apply action response plans according to strata management plan 
Apply and monitor site procedures relating to strata management according to strata management plan and site requirements 
Participate in audit and review requirements according to strata management plan 
Carry out inspection and confirm that repair and maintenance activities are conducted according to strata management plan 
Record, report and review maintenance and monitoring requirements and activities according to site requirements 

Forms

Assessment Cover Sheet

RIIMCU407E - Apply and monitor the strata management plan
Assessment task 1: [title]

Student name:

Student ID:

I declare that the assessment tasks submitted for this unit are my own work.

Student signature:

Result: Competent Not yet competent

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Assessor name:

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Assessment Record Sheet

RIIMCU407E - Apply and monitor the strata management plan

Student name:

Student ID:

Assessment task 1: [title] Result: Competent Not yet competent

(add lines for each task)

Feedback to student:

 

 

 

 

 

 

 

 

Overall assessment result: Competent Not yet competent

Assessor name:

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Date:

Student signature:

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